Rowold, Niklas Roman (SFC:AWP694)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CVC Asia Pacific Limited Rep Advising on securities 2016-03-22 2018-04-04
Rep Dealing in securities 2016-03-22 2018-04-04
RO Advising on securities 2018-04-04
RO Dealing in securities 2018-04-04
2 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2011-01-13 2012-10-13
3 Providence Equity Asia Limited Rep Advising on securities 2012-12-10 2013-07-02
Rep Dealing in securities 2012-12-10 2013-07-02
RO Advising on securities 2013-07-02 2016-02-05
RO Dealing in securities 2013-07-02 2016-02-05

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