Rowold, Niklas Roman (SFC:AWP694)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-01-13 | 2012-10-13 |
| 2 | Providence Equity Asia Limited | Rep | Advising on securities | 2012-12-10 | 2013-07-02 |
| 3 | Providence Equity Asia Limited | Rep | Dealing in securities | 2012-12-10 | 2013-07-02 |
| 4 | Providence Equity Asia Limited | RO | Advising on securities | 2013-07-02 | 2016-02-05 |
| 5 | Providence Equity Asia Limited | RO | Dealing in securities | 2013-07-02 | 2016-02-05 |
| 6 | CVC Asia Pacific Limited | Rep | Advising on securities | 2016-03-22 | 2018-04-04 |
| 7 | CVC Asia Pacific Limited | Rep | Dealing in securities | 2016-03-22 | 2018-04-04 |
| 8 | CVC Asia Pacific Limited | RO | Advising on securities | 2018-04-04 | |
| 9 | CVC Asia Pacific Limited | RO | Dealing in securities | 2018-04-04 |
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