Sahni, Akshay
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-08-13 | 2009-05-25 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-08-13 | 2009-05-25 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-07-15 | 2015-02-05 | Rep | Dealing in securities | 2018-02-14 | 2021-05-13 | RO | Dealing in securities | 2021-05-13 | 2023-09-02 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-15 | 2015-02-05 | Rep | Dealing in futures contracts | 2018-02-14 | 2021-05-13 | Rep | Dealing in securities | 2018-02-14 | 2021-05-13 | RO | Dealing in futures contracts | 2021-05-13 | 2023-09-02 | RO | Dealing in securities | 2021-05-13 | 2023-09-02 | RO | Automated trading services | 2022-08-12 | 2023-09-02 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-07-15 | 2015-02-05 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-06-15 | 2007-06-08 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-06-15 | 2007-06-08 |
| 8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-06-15 | 2007-06-08 |
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