Seto, Elvis Kong Yiu 司徒光耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CASH Wealth Management Limited | Rep | Advising on securities | 2018-06-28 | 2018-12-30 |
2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2018-06-28 | 2018-12-30 |
3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-06-28 | 2018-12-30 |
4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-09-08 | 2016-05-06 | Rep | Advising on securities | 2008-04-30 | 2016-05-06 |
5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-25 | 2016-05-06 | Rep | Advising on securities | 2011-10-04 | 2016-05-06 |
6 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-09-08 | 2016-05-06 |
7 | PO SANG SECURITIES LIMITED | Rep | Advising on securities | 2019-01-18 | 2019-07-08 | Rep | Dealing in futures contracts | 2019-01-18 | 2019-07-08 | Rep | Dealing in securities | 2019-01-18 | 2019-07-08 |
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