Sham, Sharon Cylong 岑思朗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-09-09 | 2023-09-12 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-27 | 2016-10-10 | Rep | Automated trading services | 2014-07-08 | 2016-10-10 | Rep | Dealing in securities | 2016-10-11 | 2017-08-28 | Rep | Automated trading services | 2016-10-11 | 2017-09-25 | Rep | Dealing in futures contracts | 2016-10-11 | 2023-09-12 | Rep | Automated trading services | 2021-03-22 | 2023-09-12 | Rep | Dealing in securities | 2021-03-22 | 2023-09-12 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-09-09 | 2016-10-10 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2023-12-12 | Rep | Advising on securities | 2023-12-12 | Rep | Dealing in securities | 2023-12-12 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2023-12-12 | Rep | Dealing in futures contracts | 2023-12-12 | Rep | Dealing in securities | 2023-12-12 |
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