Shu, Karman Hoi Ming 舒凱明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-11-29 | 2016-03-02 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-29 | 2016-03-02 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-11-29 | 2016-03-02 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2017-03-29 | 2019-09-25 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2017-03-29 | 2019-09-25 | Rep | Dealing in securities | 2017-03-29 | 2019-09-25 |
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