Tsai, Richard 蔡鎮州
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GLOBAL VISION CAPITAL LIMITED | RO | Advising on securities | 2016-12-12 | 2017-12-12 | RO | Asset management | 2016-12-12 | 2017-12-12 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-04-04 | 2011-10-15 | Rep | Asset management | 2011-06-02 | 2011-10-15 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-04-04 | 2011-10-15 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2012-01-05 | 2013-06-29 | Rep | Dealing in securities | 2012-01-05 | 2013-06-29 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-01-05 | 2013-06-29 |
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