Tse, Tony 謝小童
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSpro (Hong Kong) Limited | Rep | Dealing in securities | 2024-07-22 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-03-22 | 2013-04-30 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-03-22 | 2013-04-30 |
| 4 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2013-07-29 | 2013-10-02 | RO | Dealing in securities | 2013-10-02 | 2014-06-11 |
| 5 | MCM Asia Limited | Rep | Dealing in securities | 2024-01-04 | 2024-06-30 |
| 6 | RBC Capital Markets (Hong Kong) Limited | RO | Advising on securities | 2010-09-09 | 2011-03-11 | RO | Dealing in securities | 2010-09-09 | 2011-03-11 |
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