Tung, Jonathan W
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-05-13 | 2017-04-01 | Rep | Asset management | 2012-03-05 | 2017-04-01 | Rep | Dealing in securities | 2021-05-11 | Rep | Asset management | 2024-01-29 |
2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2024-01-29 | |
3 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Asset management | 2016-08-04 | 2021-05-13 | Rep | Dealing in securities | 2016-08-04 | 2021-05-13 |
4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-05-13 | 2016-04-02 |
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