Wong, Chen Lung 黃震龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-10-10 | 2004-04-21 | Rep | Dealing in securities | 2008-07-02 | 2008-07-31 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-07-02 | 2008-07-31 | Rep | Dealing in securities | 2008-07-02 | 2008-07-31 |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-09-01 | 2012-04-14 | Rep | Asset management | 2011-06-08 | 2012-04-14 |
4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-09-01 | 2012-04-14 |
5 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-25 | Rep | Asset management | 2003-06-25 | Rep | Advising on securities | 2003-09-05 |
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