Wong, Grace Hang Nei 王幸妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Advising on corporate finance | 2003-05-31 | |
| 2 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-05-31 | |
| 3 | FT Securities Limited | Rep | Advising on securities | 2003-05-31 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2012-03-19 | 2014-04-05 |
| 4 | FT Securities Limited | Rep | Asset management | 2003-05-31 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 2003-05-31 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2011-06-08 | 2014-04-05 |
| 5 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-05-31 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 2005-03-29 | 2014-04-05 |
| 6 | FT Securities Limited | Rep | Dealing in securities | 2003-05-31 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2005-03-29 | 2014-04-05 |
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