Yip, Wai (SFC:ANR831) 葉蔚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-07-25 | 2012-11-14 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-07-25 | 2012-11-14 |
| 3 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2013-01-31 | 2014-05-07 | Rep | Advising on securities | 2016-03-08 | Rep | Dealing in securities | 2016-03-08 |
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