Yu, Sharon Ching 余菁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2014-04-28 | 2016-01-04 | Rep | Dealing in securities | 2014-04-28 | 2016-01-04 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-09-22 | 2011-10-15 | Rep | Asset management | 2011-06-28 | 2011-10-15 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-09-22 | 2011-10-15 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-12-05 | 2013-05-14 | Rep | Dealing in securities | 2011-12-05 | 2013-05-14 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-12-05 | 2013-05-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy