Zhu, Helen Yue 朱悅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-09-24 | |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Asset management | 2004-09-24 | |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2006-03-14 | |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2006-04-11 | 2014-03-08 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-04-11 | 2014-03-08 |
| 6 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2014-04-07 | 2014-12-31 |
| 7 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Asset management | 2014-04-07 | 2014-12-31 |
| 8 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2014-04-07 | 2014-12-31 |
| 9 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2014-04-07 | 2019-08-01 |
| 10 | BlackRock Asset Management North Asia Limited | Rep | Asset management | 2014-04-07 | 2019-08-01 |
| 11 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2014-04-07 | 2019-08-01 |
| 12 | NAN FUNG TRINITY (HK) LIMITED | RO | Advising on securities | 2021-10-27 | |
| 13 | NAN FUNG TRINITY (HK) LIMITED | RO | Asset management | 2021-10-27 | |
| 14 | NAN FUNG TRINITY (HK) LIMITED | RO | Dealing in securities | 2021-10-27 |
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