Chan, Ka Fai (SFC:AEA181) 陳家輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Dealing in securities | 2012-12-14 | 2013-05-01 | Rep | Dealing in futures contracts | 2013-01-22 | 2013-05-01 |
| 2 | Bright Point International Securities Limited | Rep | Dealing in securities | 2019-11-27 | 2019-12-17 | RO | Dealing in securities | 2019-12-17 |
| 3 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-02-22 | 2012-09-14 |
| 4 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2014-03-21 | 2016-01-26 | Rep | Dealing in securities | 2014-03-21 | 2016-01-26 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-01-19 | 2006-07-28 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-01-19 | 2006-07-28 |
| 7 | REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-04-23 | Rep | Asset management | 2004-04-23 | Rep | Dealing in futures contracts | 2005-11-19 |
| 8 | Tensant Securities Limited | Rep | Dealing in securities | 2016-12-29 | 2017-04-19 |
| 9 | WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2004-04-23 | Rep | Advising on securities | 2004-04-23 | Rep | Asset management | 2004-04-23 | Rep | Dealing in securities | 2005-11-19 |
| 10 | ZHONG JIA SECURITIES LIMITED | RO | Dealing in securities | 2017-07-17 | 2019-10-02 |
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