Lee, Yuen Hei (SFC:ALI412) 李衒熙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2021-06-04 | 2022-03-21 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2021-06-04 | 2022-03-21 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2017-04-12 | 2021-04-30 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-04-12 | 2021-04-30 |
| 5 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-31 | 2013-03-16 |
| 6 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2004-11-02 | 2005-12-06 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-05-14 | 2017-03-20 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-05-14 | 2017-03-20 |
| 9 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2006-03-23 | 2007-05-09 |
| 10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-03-27 | 2007-05-09 |
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