Hsu, Chun-Yuan 許春元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Grand China Securities Limited | RO | Dealing in securities | 2012-05-03 | 2018-02-28 |
2 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-12-28 | 2011-03-23 | Rep | Dealing in securities | 2010-12-28 | 2011-03-23 | RO | Dealing in futures contracts | 2011-03-23 | 2011-07-15 | RO | Dealing in securities | 2011-03-23 | 2011-07-15 |
3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2019-04-15 | 2019-08-07 | Rep | Asset management | 2019-04-15 | 2019-08-07 | Rep | Dealing in securities | 2019-04-15 | 2019-08-07 | Rep | Advising on futures contracts | 2019-04-15 | 2022-02-11 | Rep | Dealing in futures contracts | 2019-04-15 | 2022-02-11 | RO | Advising on securities | 2019-08-07 | RO | Asset management | 2019-08-07 | RO | Dealing in securities | 2019-08-07 | RO | Advising on futures contracts | 2022-02-11 | RO | Dealing in futures contracts | 2022-02-11 |
4 | YUE XIU FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2008-12-19 | 2010-10-22 | RO | Dealing in futures contracts | 2008-12-19 | 2010-10-22 | RO | Advising on futures contracts | 2011-08-11 | 2014-01-06 | RO | Dealing in futures contracts | 2011-08-11 | 2014-01-06 |
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