Wang, Yanping (SFC:AWO201) 王燕萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2014-08-21 | 2015-11-05 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2014-08-21 | 2015-11-05 |
| 3 | Finloop Finance Limited | Rep | Dealing in securities | 2020-07-13 | 2022-07-31 | Rep | Advising on securities | 2022-06-21 | 2022-07-31 | Rep | Asset management | 2022-06-21 | 2022-07-31 |
| 4 | Grand China Securities Limited | Rep | Dealing in securities | 2012-08-23 | 2013-08-30 |
| 5 | Lion Global Financial Limited | Rep | Dealing in securities | 2018-10-08 | 2020-01-19 |
| 6 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-01-17 | 2014-05-01 |
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