Lee, Robert Wai Wang 李惟宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2023-12-11 | 2023-12-29 | Rep | Dealing in futures contracts | 2023-12-11 | 2023-12-29 | RO | Advising on futures contracts | 2023-12-29 | RO | Dealing in futures contracts | 2023-12-29 |
| 2 | Evergrande Futures (Hong Kong) Limited | Rep | Advising on futures contracts | 2007-08-13 | 2018-11-19 | Rep | Dealing in futures contracts | 2007-08-13 | 2018-11-19 | RO | Advising on futures contracts | 2018-11-19 | 2019-04-19 | RO | Dealing in futures contracts | 2018-11-19 | 2019-04-19 |
| 3 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-08-13 | 2018-11-19 | Rep | Advising on securities | 2007-08-13 | 2018-11-19 | Rep | Asset management | 2007-08-13 | 2018-11-19 | Rep | Dealing in securities | 2007-08-13 | 2018-11-19 | RO | Advising on corporate finance | 2018-11-19 | 2019-04-19 | RO | Advising on securities | 2018-11-19 | 2019-04-19 | RO | Asset management | 2018-11-19 | 2019-04-19 | RO | Dealing in securities | 2018-11-19 | 2019-04-19 |
| 4 | Grand Capital Futures Limited | RO | Advising on futures contracts | 2020-08-13 | 2023-10-26 | RO | Dealing in futures contracts | 2020-08-13 | 2023-10-26 |
| 5 | Grand Capital Securities Limited | RO | Advising on securities | 2020-08-13 | 2023-10-26 | RO | Asset management | 2020-08-13 | 2023-10-26 | RO | Dealing in securities | 2020-08-13 | 2023-10-26 |
| 6 | XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2023-12-11 | 2023-12-29 | Rep | Asset management | 2023-12-11 | 2023-12-29 | RO | Advising on securities | 2023-12-29 | RO | Asset management | 2023-12-29 |
| 7 | XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2023-12-11 | 2023-12-29 | RO | Dealing in securities | 2023-12-29 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy