Liu, Martin Tsan Pui 廖燦培
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-10-06 | 2010-03-29 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-10-06 | 2010-03-29 |
| 3 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-11-23 | 2013-08-20 | RO | Dealing in futures contracts | 2013-08-20 | 2015-07-04 |
| 4 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-11-23 | 2015-07-04 |
| 5 | FOUNDER FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2016-06-15 | 2016-10-31 |
| 6 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-02-03 | 2016-10-31 |
| 7 | GUOYUAN FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2015-09-14 | 2015-12-04 | RO | Dealing in futures contracts | 2015-09-14 | 2015-12-04 |
| 8 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2010-04-20 | 2010-11-20 | Rep | Dealing in securities | 2010-04-20 | 2010-11-20 |
| 9 | LITTLE GIRL SECURITIES (INTERNATIONAL) LIMITED | RO | Advising on securities | 2023-05-12 | 2023-12-29 | RO | Asset management | 2023-05-12 | 2023-12-29 | RO | Dealing in securities | 2023-05-12 | 2023-12-29 |
| 10 | MOUETTE SECURITIES COMPANY LIMITED | RO | Advising on securities | 2024-01-18 | RO | Asset management | 2024-01-18 | RO | Dealing in securities | 2024-01-18 |
| 11 | PHOENIX CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2017-07-24 | 2020-11-26 | Rep | Advising on securities | 2017-07-24 | 2022-04-18 | RO | Advising on corporate finance | 2020-11-26 | 2022-04-18 |
| 12 | PHOENIX CAPITAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-11-07 | 2016-12-01 | Rep | Dealing in securities | 2016-11-07 | 2017-02-24 | RO | Dealing in futures contracts | 2016-12-01 | 2022-04-18 | RO | Dealing in securities | 2017-02-24 | 2022-04-18 | RO | Asset management | 2019-06-27 | 2022-04-18 |
| 13 | WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2022-06-14 | 2022-08-11 | Rep | Asset management | 2022-06-14 | 2022-08-11 | Rep | Dealing in securities | 2022-06-14 | 2022-08-11 | RO | Advising on securities | 2022-08-11 | 2023-02-14 | RO | Asset management | 2022-08-11 | 2023-02-14 | RO | Dealing in securities | 2022-08-11 | 2023-02-14 |
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