Ng, Kwai Yee 吳桂儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Advising on futures contracts | 2011-07-26 | 2015-03-07 | Rep | Dealing in futures contracts | 2011-07-26 | 2015-03-07 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-07-26 | 2015-03-07 | Rep | Dealing in securities | 2011-07-26 | 2015-03-07 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-07-07 | 2011-04-22 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-07-07 | 2011-04-22 |
| 5 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Asset management | 2015-04-17 | 2021-03-29 | Rep | Advising on securities | 2015-06-19 | 2021-03-29 |
| 6 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2015-04-17 | 2020-07-15 | Rep | Dealing in securities | 2021-06-03 | 2023-05-02 |
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