Wu, Luyin 吳律寅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AJ Asset Management Limited | Rep | Asset management | 2018-11-02 | |
| 2 | AJ Securities Limited | RO | Dealing in securities | 2021-05-07 | |
| 3 | AJ Securities Limited | RO | Advising on securities | 2023-07-06 | |
| 4 | AJ Futures Limited | Rep | Dealing in futures contracts | 2024-01-18 | |
| 5 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-08-26 | 2009-05-04 |
| 6 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-08-26 | 2016-03-30 |
| 7 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2010-04-26 | 2016-03-30 |
| 8 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2016-06-22 | 2017-09-05 |
| 9 | AJ Securities Limited | Rep | Dealing in securities | 2017-09-21 | 2021-05-07 |
| 10 | AJ Securities Limited | Rep | Advising on securities | 2018-08-02 | 2023-07-06 |
| 11 | AJ Futures Limited | Rep | Dealing in futures contracts | 2019-08-12 | 2023-07-06 |
| 12 | AJ Futures Limited | RO | Dealing in futures contracts | 2023-07-06 | 2024-01-18 |
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