Li, Sheung Lam (SFC:AOU509) 李湘琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Diligent Capital Limited | RO | Advising on corporate finance | 2022-04-28 | 2023-08-03 |
| 2 | EUTO CAPITAL PARTNERS LIMITED | Rep | Advising on corporate finance | 2018-04-27 | 2019-03-06 | RO | Advising on corporate finance | 2019-03-06 | 2022-04-23 |
| 3 | Huajin Corporate Finance (International) Limited | Rep | Advising on corporate finance | 2007-04-16 | 2008-08-31 | Rep | Advising on securities | 2007-04-16 | 2008-08-31 |
| 4 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-09-14 | 2015-12-04 | Rep | Dealing in securities | 2015-09-14 | 2015-12-04 |
| 5 | Zijing Capital Limited | Rep | Advising on corporate finance | 2010-07-26 | 2015-08-28 | Rep | Advising on corporate finance | 2016-01-04 | 2018-03-23 |
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