Law, Shiu Man 羅霄文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hongkong Bay Securities Limited | Rep | Dealing in securities | 2006-07-01 | 2008-09-16 | RO | Dealing in securities | 2008-09-16 | 2013-01-25 |
| 2 | MAGUSTA FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-24 | Rep | Asset management | 2004-02-24 | Rep | Dealing in futures contracts | 2005-03-17 |
| 3 | MTF SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-24 | Rep | Asset management | 2004-02-24 | Rep | Securities margin financing | 2004-02-24 | Rep | Advising on securities | 2006-06-30 | Rep | Dealing in securities | 2006-06-30 |
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