Chan, To (SFC:AJD686) 陳韜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRIME CAPITAL MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2012-03-15 | 2024-01-31 | RO | Asset management | 2012-03-15 | 2024-01-31 |
| 2 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2003-09-03 | 2004-05-25 | RO | Dealing in securities | 2004-05-25 | 2011-12-31 | RO | Advising on securities | 2005-02-15 | 2011-12-31 | RO | Asset management | 2005-04-08 | 2005-11-21 | RO | Asset management | 2008-02-21 | 2011-12-31 |
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