Lee, Chuen Yan 李銓殷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on corporate finance | 2008-07-14 | 2009-01-01 | Rep | Dealing in securities | 2008-07-14 | 2009-01-01 |
| 2 | Beijing Securities Limited | Rep | Advising on corporate finance | 2009-03-02 | 2009-09-16 | Rep | Dealing in securities | 2009-03-02 | 2009-09-16 | Rep | Advising on securities | 2009-03-24 | 2009-09-16 |
| 3 | CELESTIAL CAPITAL LIMITED | Rep | Dealing in securities | 2007-09-24 | 2008-06-23 | Rep | Advising on corporate finance | 2007-10-04 | 2008-06-23 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-22 | 2007-04-10 |
| 5 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2013-10-04 | 2014-10-21 | Rep | Dealing in securities | 2013-10-04 | 2014-10-21 |
| 6 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on corporate finance | 2009-10-06 | 2013-09-15 |
| 7 | TC Capital International Limited | Rep | Advising on corporate finance | 2014-11-21 | 2015-06-24 | Rep | Dealing in securities | 2014-11-21 | 2015-06-24 | RO | Advising on corporate finance | 2015-06-24 | RO | Dealing in securities | 2015-06-24 |
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