Liang, Hao (SFC:ATN174) 梁昊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-10-13 | |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2022-08-30 | Rep | Dealing in securities | 2022-08-30 |
| 3 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2009-09-04 | 2016-05-06 | Rep | Dealing in futures contracts | 2010-01-13 | 2016-05-06 | Rep | Asset management | 2014-01-17 | 2016-05-06 |
| 4 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-05-24 | 2018-07-20 | RO | Asset management | 2018-07-20 | 2022-07-21 | RO | Advising on securities | 2019-07-24 | 2022-07-21 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2016-05-24 | 2016-11-22 | RO | Dealing in securities | 2016-11-22 | 2022-07-21 |
| 6 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-24 | 2018-05-11 |
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