Lau, Shun Pui 劉順培
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Mason Futures Limited (HK) | RO | Dealing in futures contracts | 2005-08-03 | 2013-03-01 |
| 2 | Mason Securities Limited | Rep | Advising on corporate finance | 2003-04-15 | Rep | Advising on securities | 2003-04-15 | Rep | Asset management | 2003-04-15 | Rep | Automated trading services | 2003-04-15 | Rep | Dealing in securities | 2003-04-15 | Rep | Dealing in securities | 2005-07-22 | 2005-08-03 | RO | Dealing in securities | 2005-08-03 | 2013-03-01 |
| 3 | VICTORY SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2004-10-08 | 2005-07-11 |
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