Chan, Dominic Lap Yan 陳立仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Mason Futures Limited (HK) | Rep | Advising on futures contracts | 2005-02-22 | Rep | Asset management | 2005-02-22 | Rep | Dealing in futures contracts | 2015-02-02 |
| 2 | Mason Securities Limited | Rep | Advising on corporate finance | 2005-02-22 | Rep | Advising on securities | 2005-02-22 | Rep | Asset management | 2005-02-22 | Rep | Automated trading services | 2005-02-22 | Rep | Dealing in securities | 2015-02-02 |
| 3 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-02-16 | |
| 4 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2015-02-16 |
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