Ho, Pui Lam 何沛霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2014-06-19 | 2017-10-30 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2014-06-19 | 2017-10-30 |
| 3 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2014-06-19 | 2017-10-30 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2014-06-19 | 2017-10-30 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-03 | 2019-02-11 | Rep | Dealing in securities | 2018-10-03 | 2019-02-11 | Rep | Advising on securities | 2018-10-03 | 2020-09-02 | RO | Dealing in futures contracts | 2019-02-11 | 2020-09-02 | RO | Dealing in securities | 2019-02-11 | 2020-09-02 |
| 6 | Mason Securities Limited | Rep | Dealing in securities | 2008-09-08 | 2012-06-08 |
| 7 | Stellar Securities Limited | Rep | Dealing in securities | 2020-11-10 | 2021-03-31 | RO | Dealing in securities | 2021-03-31 | 2022-08-01 |
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