Lau, Yee Ching (SFC:ADV029) 劉宜靜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Mason Futures Limited (HK) | Rep | Advising on futures contracts | 2005-02-22 | Rep | Asset management | 2005-02-22 | Rep | Dealing in futures contracts | 2014-05-12 |
| 2 | Mason Securities Limited | Rep | Advising on corporate finance | 2005-02-22 | Rep | Advising on securities | 2005-02-22 | Rep | Asset management | 2005-02-22 | Rep | Automated trading services | 2005-02-22 | Rep | Dealing in securities | 2014-05-12 |
| 3 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2015-05-15 | 2016-08-30 |
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