Xiang, Xinrong 向新榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Asset Management Company Limited | RO | Asset management | 2013-02-22 | 2019-03-04 | RO | Advising on securities | 2014-04-14 | 2019-03-04 |
| 2 | China Securities (International) Brokerage Company Limited | RO | Advising on securities | 2013-04-24 | 2019-03-04 | RO | Dealing in securities | 2013-04-24 | 2019-03-04 |
| 3 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2006-08-08 | 2007-09-04 | RO | Dealing in securities | 2007-09-04 | 2009-12-12 |
| 4 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2019-03-18 | 2019-07-11 | Rep | Asset management | 2019-03-18 | 2019-07-11 | RO | Advising on securities | 2019-07-11 | RO | Asset management | 2019-07-11 |
| 5 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-03-18 | 2019-07-11 | RO | Dealing in securities | 2019-07-11 | RO | Advising on securities | 2024-01-09 |
| 6 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2010-06-29 | 2012-12-31 | RO | Asset management | 2010-06-29 | 2012-12-31 | RO | Dealing in securities | 2011-10-28 | 2012-12-31 |
| 7 | Guosen Securities (HK) Brokerage Company, Limited | RO | Advising on securities | 2010-02-26 | 2012-12-31 | RO | Dealing in securities | 2010-02-26 | 2012-12-31 |
| 8 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-01-18 | 2006-02-18 | Rep | Asset management | 2005-01-18 | 2006-02-18 |
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