Chan, Kanise Choi Wah 陳再華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2006-03-27 | 2008-01-01 | Rep | Asset management | 2006-03-28 | 2008-01-01 |
| 2 | Amundi Hong Kong Limited | Rep | Advising on securities | 2006-03-27 | 2008-06-23 | Rep | Dealing in securities | 2006-03-27 | 2008-06-23 | Rep | Asset management | 2006-03-28 | 2008-06-23 |
| 3 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-11-11 | 2006-03-23 |
| 4 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-16 | 2006-03-23 | Rep | Advising on securities | 2004-11-11 | 2006-03-23 | Rep | Dealing in futures contracts | 2005-10-13 | 2006-03-23 |
| 5 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2009-09-22 | 2009-12-05 | Rep | Dealing in securities | 2009-09-22 | 2009-12-05 |
| 6 | Eurizon Capital Asia Limited | RO | Advising on securities | 2016-10-26 | 2020-08-24 | RO | Asset management | 2016-10-26 | 2020-08-24 | RO | Dealing in securities | 2018-06-28 | 2020-08-24 |
| 7 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2010-11-29 | 2012-05-15 | Rep | Asset management | 2010-11-29 | 2012-05-15 | RO | Dealing in securities | 2011-10-28 | 2012-05-15 |
| 8 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2011-05-20 | 2012-05-15 |
| 9 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2010-06-30 | 2010-11-08 | Rep | Advising on securities | 2010-09-21 | 2010-11-08 |
| 10 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-06-30 | 2010-11-08 | Rep | Advising on securities | 2010-09-21 | 2010-11-08 |
| 11 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2010-06-30 | 2010-11-08 | Rep | Dealing in securities | 2010-06-30 | 2010-11-08 | Rep | Advising on securities | 2010-09-21 | 2010-11-08 |
| 12 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2022-02-08 | 2022-03-01 | Rep | Asset management | 2022-02-08 | 2022-03-01 | Rep | Dealing in securities | 2022-02-08 | 2022-03-01 | RO | Advising on securities | 2022-03-01 | 2024-01-09 | RO | Asset management | 2022-03-01 | 2024-01-09 | RO | Dealing in securities | 2022-03-01 | 2024-01-09 |
| 13 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-02-27 | Rep | Advising on securities | 2004-02-27 | Rep | Asset management | 2004-02-27 |
| 14 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-02-27 | Rep | Advising on securities | 2004-02-27 | Rep | Asset management | 2004-02-27 | Rep | Dealing in securities | 2004-02-27 |
| 15 | NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED | Rep | Advising on securities | 2008-07-16 | 2008-09-19 | Rep | Dealing in securities | 2008-07-16 | 2008-09-19 |
| 16 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2009-12-15 | 2010-05-19 | Rep | Dealing in securities | 2009-12-15 | 2010-05-19 | Rep | Asset management | 2010-01-14 | 2010-05-19 |
| 17 | VMS Asset Management Limited | Rep | Asset management | 2020-12-02 | 2021-01-28 | RO | Asset management | 2021-01-28 | 2021-11-23 | RO | Advising on securities | 2021-11-03 | 2021-11-23 |
| 18 | VMS Securities Limited | Rep | Dealing in securities | 2020-12-02 | 2021-01-28 | RO | Dealing in securities | 2021-01-28 | 2021-11-23 |
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