Chan, Kwok Chiu (SFC:AOY089) 陳國超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Asset Management Limited | Rep | Dealing in securities | 2010-03-03 | 2010-07-31 |
| 2 | CNCB (Hong Kong) Capital Limited | Rep | Asset management | 2010-12-01 | 2011-01-18 | RO | Asset management | 2011-01-18 | 2011-05-16 |
| 3 | Finet Securities Limited | Rep | Asset management | 2020-12-22 | 2021-03-09 | RO | Asset management | 2021-03-09 | 2021-06-13 |
| 4 | Greenland (Asia) Securities Co., Limited | Rep | Asset management | 2023-02-17 | 2023-02-20 | RO | Advising on securities | 2023-02-20 | RO | Asset management | 2023-02-20 |
| 5 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2011-06-03 | 2012-01-19 |
| 6 | Hong Kong Securities (International) Company Limited | RO | Asset management | 2013-04-30 | 2014-02-28 |
| 7 | KCG FUND MANAGEMENT LIMITED | Rep | Asset management | 2007-08-28 | 2009-03-27 | RO | Advising on securities | 2009-03-27 | 2009-09-04 | RO | Asset management | 2009-03-27 | 2009-09-04 |
| 8 | KCG SECURITIES ASIA LIMITED | Rep | Advising on securities | 2007-07-17 | 2009-03-27 | Rep | Asset management | 2007-07-17 | 2009-03-27 | Rep | Dealing in securities | 2007-07-17 | 2009-09-04 | RO | Advising on securities | 2009-03-27 | 2009-09-04 | RO | Asset management | 2009-03-27 | 2009-09-04 |
| 9 | Pinxin (Hong Kong) Asset Management Co. Limited | RO | Asset management | 2014-11-13 | 2015-09-21 |
| 10 | Richland Asset Management (HK) Limited | RO | Asset management | 2017-04-13 | 2020-06-30 |
| 11 | Waton Securities International Limited | RO | Asset management | 2022-02-10 | 2023-01-31 |
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