Chen, Chen (SFC:AXA055)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2011-03-21 | 2013-06-14 | Rep | Asset management | 2011-03-21 | 2013-06-14 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2013-04-10 | 2013-06-14 |
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