Ho, Rooppi Ching Man 何靜文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC ASIA LIMITED | Rep | Advising on securities | 2004-03-30 | Rep | Asset management | 2004-03-30 | Rep | Advising on corporate finance | 2006-03-26 |
| 2 | Fubon Capital (HK) Limited | Rep | Advising on corporate finance | 2006-10-25 | 2008-10-23 | Rep | Dealing in securities | 2007-03-05 | 2008-10-23 | Rep | Advising on securities | 2008-07-07 | 2008-10-23 | RO | Advising on corporate finance | 2008-10-23 | 2011-03-01 | RO | Advising on securities | 2008-10-23 | 2011-03-01 | RO | Dealing in securities | 2008-10-23 | 2011-03-01 |
| 3 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-03-24 | 2011-04-12 | Rep | Dealing in securities | 2011-03-24 | 2011-04-12 | RO | Advising on corporate finance | 2011-04-12 | 2011-11-04 | RO | Dealing in securities | 2011-04-12 | 2011-11-04 |
| 4 | Imagi Brokerage Limited | RO | Advising on corporate finance | 2022-06-06 | RO | Dealing in securities | 2022-06-06 |
| 5 | SEEKERS MARKETS LIMITED | RO | Advising on corporate finance | 2013-08-09 | 2022-05-13 | RO | Dealing in securities | 2013-08-09 | 2022-05-13 |
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