Koh, Lina Kwai Yim 高貴艷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-04-28 | 2011-06-02 | Rep | Dealing in securities | 2011-04-28 | 2011-06-02 | RO | Advising on corporate finance | 2011-06-02 | 2015-01-28 | RO | Dealing in securities | 2011-06-02 | 2015-01-28 |
| 2 | Opus Capital Limited (HK) | Rep | Advising on corporate finance | 2015-03-02 | 2015-04-13 | Rep | Dealing in securities | 2015-03-02 | 2015-04-13 | RO | Advising on corporate finance | 2015-04-13 | RO | Dealing in securities | 2015-04-13 | 2022-12-10 |
| 3 | Opus Securities Limited | Rep | Dealing in securities | 2022-11-24 | 2023-02-14 | RO | Dealing in securities | 2023-02-14 |
| 4 | UOB ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2007-08-21 | 2008-01-08 | Rep | Advising on securities | 2007-08-21 | 2008-01-08 | Rep | Dealing in securities | 2007-08-21 | 2008-01-08 | RO | Advising on corporate finance | 2008-01-08 | 2011-03-01 | RO | Advising on securities | 2008-01-08 | 2011-03-01 | RO | Dealing in securities | 2008-01-08 | 2011-03-01 |
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