Kwok, Lai Tsui 郭麗翠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-04-01 | 2011-04-13 | Rep | Dealing in securities | 2011-04-01 | 2011-04-13 | RO | Advising on corporate finance | 2011-04-13 | 2013-12-18 | RO | Dealing in securities | 2011-04-13 | 2013-12-18 |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-03-31 | 2006-01-01 |
| 3 | UOB ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2006-01-09 | 2010-10-27 | Rep | Advising on securities | 2006-04-27 | 2010-10-27 | Rep | Dealing in securities | 2006-04-27 | 2010-10-27 | RO | Advising on corporate finance | 2010-10-27 | 2011-03-01 | RO | Advising on securities | 2010-10-27 | 2011-03-01 | RO | Dealing in securities | 2010-10-27 | 2011-03-01 |
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