Lam, Chi Kan (SFC:AFX948) 林志勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOULTON CAPITAL ASIA LIMITED | RO | Advising on corporate finance | 2004-09-07 | 2010-11-23 |
| 2 | EVER-LONG SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2022-07-04 | Rep | Dealing in securities | 2022-07-04 | 2024-01-23 | RO | Dealing in securities | 2024-01-23 |
| 3 | Grand Moore Capital Limited | Rep | Advising on corporate finance | 2018-01-02 | 2018-02-26 | Rep | Dealing in securities | 2018-01-02 | 2022-07-01 | RO | Advising on corporate finance | 2018-02-26 | 2022-07-01 |
| 4 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-05-25 | 2011-06-30 | Rep | Dealing in securities | 2011-05-25 | 2012-08-21 | RO | Advising on corporate finance | 2011-06-30 | 2012-08-21 |
| 5 | Mason Securities Limited | Rep | Advising on corporate finance | 2010-12-02 | 2011-01-21 | Rep | Dealing in securities | 2010-12-02 | 2011-04-30 | RO | Advising on corporate finance | 2011-01-21 | 2011-04-30 |
| 6 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2013-03-19 | 2013-04-26 | Rep | Dealing in securities | 2013-03-19 | 2016-01-02 | RO | Advising on corporate finance | 2013-04-26 | 2016-01-02 |
| 7 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-04-28 | 2016-07-13 | RO | Advising on corporate finance | 2016-07-13 | 2017-04-07 |
| 8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-04-28 | 2017-04-07 |
| 9 | UOB ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-06-04 | Rep | Advising on securities | 2004-06-04 | Rep | Asset management | 2004-06-04 | Rep | Dealing in securities | 2003-08-18 | 2004-06-04 |
| 10 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2017-06-22 | 2017-12-15 |
| 11 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-06-22 | 2017-07-06 | RO | Advising on corporate finance | 2017-07-06 | 2017-12-15 |
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