Ding, Yuchao 丁昱超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2008-04-22 | 2011-04-01 |
| 2 | COS-Capital Hong Kong International Co. Limited | RO | Advising on securities | 2020-02-24 | 2021-05-24 | RO | Asset management | 2020-02-24 | 2021-05-24 | RO | Dealing in securities | 2020-02-24 | 2021-05-24 |
| 3 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-04-15 | 2012-03-13 |
| 4 | HFT INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2017-06-09 | 2017-12-15 | Rep | Asset management | 2017-06-09 | 2017-12-15 | RO | Advising on securities | 2017-12-15 | 2019-07-11 | RO | Asset management | 2017-12-15 | 2019-07-11 | RO | Dealing in securities | 2017-12-15 | 2019-07-11 |
| 5 | Lux Aeterna Capital Limited | RO | Advising on securities | 2021-05-26 | RO | Asset management | 2021-05-26 | RO | Dealing in securities | 2021-05-26 |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2012-07-23 | 2015-04-23 |
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