Lam, Hiram Long Hin 林朗軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2022-01-17 | Rep | Advising on corporate finance | 2022-01-17 | 2022-04-29 | RO | Advising on corporate finance | 2022-04-29 |
| 2 | Dongxing Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2016-03-01 | 2019-12-05 | Rep | Dealing in securities | 2016-03-01 | 2021-12-19 | RO | Advising on corporate finance | 2019-12-05 | 2021-12-19 |
| 3 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-04-01 | 2013-07-31 | Rep | Dealing in securities | 2011-04-01 | 2013-07-31 | Rep | Advising on corporate finance | 2013-11-28 | 2014-11-29 | Rep | Dealing in securities | 2013-11-28 | 2014-11-29 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2013-08-05 | 2013-11-19 | Rep | Advising on securities | 2013-08-05 | 2013-11-19 | Rep | Dealing in securities | 2013-08-05 | 2013-11-19 |
| 5 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-12-09 | 2015-12-15 | Rep | Dealing in securities | 2014-12-09 | 2015-12-15 |
| 6 | UOB ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-05-04 | 2011-03-01 | Rep | Advising on securities | 2010-05-04 | 2011-03-01 | Rep | Dealing in securities | 2010-05-04 | 2011-03-01 |
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