Lu, Johnny Ting Pong 呂定邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2012-10-18 | 2013-01-15 | Rep | Dealing in securities | 2012-10-18 | 2013-01-15 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2013-01-09 | 2022-09-29 | Rep | Dealing in securities | 2013-02-05 | 2015-02-25 | RO | Dealing in securities | 2015-02-25 | 2022-09-29 |
| 3 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-08-08 | 2012-08-21 | Rep | Dealing in securities | 2011-08-08 | 2012-08-21 |
| 4 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2004-04-30 | 2011-07-24 | Rep | Advising on securities | 2004-04-30 | 2011-07-24 | Rep | Dealing in securities | 2008-01-21 | 2011-07-24 |
| 5 | Zijing Capital Limited | Rep | Advising on corporate finance | 2023-04-06 | 2023-05-10 | Rep | Dealing in securities | 2023-04-06 | 2023-05-10 | RO | Advising on corporate finance | 2023-05-10 | RO | Dealing in securities | 2023-05-10 |
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