Shen, Qi (SFC:AOR653) 沈奇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2012-09-13 | 2017-11-20 | Rep | Advising on securities | 2012-09-13 | 2017-11-20 | Rep | Asset management | 2012-09-13 | 2017-11-20 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2007-03-15 | 2011-04-01 |
| 3 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-04-15 | 2012-03-17 |
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