Xu, Alex Shaohong 許少宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMBER HILL CAPITAL LIMITED | Rep | Advising on securities | 2020-07-20 | 2021-04-01 |
| 2 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Dealing in securities | 2011-04-14 | 2012-03-31 | Rep | Advising on corporate finance | 2011-06-22 | 2012-03-31 |
| 3 | Kaisa Asset Management Limited | Rep | Advising on securities | 2019-03-19 | 2020-04-30 | Rep | Advising on securities | 2021-07-05 | 2021-10-28 |
| 4 | Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2019-03-19 | 2020-04-30 | Rep | Dealing in securities | 2021-08-09 | 2021-10-28 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-06-23 | 2009-05-16 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-23 | 2009-05-16 |
| 7 | Quam Asset Management Limited (b1983-06-28) | Rep | Asset management | 2023-12-27 | |
| 8 | Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2022-08-26 | 2023-08-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy