Mai, Siwei 麥斯韋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-03-23 | 2019-03-01 | Rep | Asset management | 2017-03-23 | 2019-03-01 | Rep | Dealing in securities | 2017-03-23 | 2019-03-01 | Rep | Advising on securities | 2020-11-18 | 2021-01-31 | Rep | Asset management | 2020-11-18 | 2021-01-31 | Rep | Dealing in securities | 2020-11-18 | 2021-01-31 |
2 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2011-06-01 | 2011-10-19 |
3 | HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2009-12-16 | 2011-05-11 |
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