Tong, Leung Kwing 唐良炯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED | RO | Asset management | 2013-01-31 | 2013-05-31 |
| 2 | CEB International Asset Management Corporation Limited | RO | Advising on securities | 2016-12-21 | 2017-11-07 | RO | Asset management | 2016-12-21 | 2017-11-07 |
| 3 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2015-07-09 | 2015-09-08 | Rep | Asset management | 2015-07-09 | 2015-09-08 | Rep | Dealing in securities | 2015-07-09 | 2015-09-08 | RO | Advising on securities | 2015-09-08 | 2016-09-15 | RO | Asset management | 2015-09-08 | 2016-09-15 | RO | Dealing in securities | 2015-09-08 | 2016-09-15 |
| 4 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Advising on securities | 2010-06-09 | 2012-03-08 | Rep | Asset management | 2010-06-09 | 2012-03-08 |
| 5 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2006-05-30 | 2010-05-15 | Rep | Asset management | 2006-06-01 | 2010-05-15 | Rep | Dealing in securities | 2006-07-05 | 2010-05-15 | Rep | Advising on securities | 2018-02-01 | Rep | Asset management | 2018-02-01 | Rep | Dealing in securities | 2018-02-01 |
| 6 | ICEA SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-12-22 | 2005-11-07 |
| 7 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2005-11-07 | 2006-03-15 |
| 8 | Mason Securities Limited | Rep | Advising on corporate finance | 2004-11-20 | Rep | Advising on securities | 2004-11-20 | Rep | Asset management | 2004-11-20 |
| 9 | MFG Limited (HK) | Rep | Advising on securities | 2012-06-12 | 2012-11-26 | Rep | Asset management | 2012-06-12 | 2012-11-26 | Rep | Dealing in securities | 2012-06-12 | 2012-11-26 |
| 10 | RHB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-08-13 | 2015-06-19 | Rep | Asset management | 2013-08-13 | 2015-06-19 | Rep | Dealing in securities | 2013-08-13 | 2015-06-19 |
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