Liu, Yuqi (SFC:APZ538) 劉玉麒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-12-28 | 2019-10-17 | RO | Advising on corporate finance | 2019-10-17 | 2021-08-06 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2021-08-20 | 2021-11-09 | Rep | Dealing in securities | 2021-09-15 | RO | Advising on corporate finance | 2021-11-09 |
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