Wu, Letty Lap Yee 胡立怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-12-22 | 2013-03-12 | RO | Advising on corporate finance | 2013-03-12 | 2020-02-07 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-04-16 | 2020-09-01 | Rep | Advising on securities | 2020-04-24 | Rep | Dealing in securities | 2020-04-24 | RO | Advising on corporate finance | 2020-09-01 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-04-24 | |
| 4 | Optima Capital Limited | Rep | Advising on corporate finance | 2007-09-05 | 2010-12-03 | Rep | Advising on securities | 2007-11-20 | 2010-03-31 | Rep | Dealing in securities | 2007-11-20 | 2010-12-03 |
| 5 | Shang International Finance Limited | Rep | Advising on corporate finance | 2006-07-03 | 2007-09-01 | Rep | Advising on securities | 2006-07-03 | 2007-09-01 | Rep | Dealing in securities | 2006-07-03 | 2007-09-01 |
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