Lam, Tat Hung 林達鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-07-08 | 2011-04-30 |
| 2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-05-05 | Rep | Advising on futures contracts | 2023-03-07 |
| 3 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2011-06-28 | |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-11-05 | 2023-06-15 | RO | Dealing in securities | 2023-06-15 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-07-24 | 2009-07-03 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-07-24 | 2009-07-03 | Rep | Leveraged foreign exchange trading | 2008-11-21 | 2009-07-03 |
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