Lau, Ka Fung Adrian 劉家灃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-08-04 | 2014-12-17 |
| 2 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2012-04-19 | 2014-12-17 |
| 3 | Pamirs Capital (H.K.) Limited | Rep | Advising on securities | 2017-05-31 | 2017-12-09 | Rep | Asset management | 2017-05-31 | 2017-12-09 | Rep | Dealing in securities | 2017-05-31 | 2017-12-09 |
| 4 | PERPETUUM WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2022-08-22 | 2022-09-21 | Rep | Asset management | 2022-08-22 | 2022-09-21 | RO | Advising on securities | 2022-09-21 | RO | Asset management | 2022-09-21 |
| 5 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2018-04-12 | 2020-06-05 | Rep | Asset management | 2018-04-12 | 2020-06-05 |
| 6 | Risen Family Office Limited | RO | Advising on securities | 2020-06-23 | 2022-08-19 | RO | Asset management | 2020-06-23 | 2022-08-19 |
| 7 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-05-19 | 2017-05-20 | Rep | Asset management | 2016-05-19 | 2017-05-20 |
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